(to obtain your access you must become associated and be issued your user-id and password)
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Here at Liberty, we recognize each FA has their own unique operations, book of business, challenges, and opportunities. Whether you are an In-House Member of the Liberty Team operating under the Liberty brand or an Independent-Outside Contractor utilizing our Liberty Hybrid-Platform building your unique branded practice, it is through this area where you access and operate your master-account.
The Practice Portal has been designed to provide ease of access for all your Client management and Advisor-Representative documentation, internal letters, and compliance needs. It is specifically built to HELP you run your practice efficiently in a compliant, with top-quality methodology, to help your practice grow.
This is where you access your master-account to manage all your client accounts, execute transactions, administer many aspects of your daily business, including obtaining compliance documents, and access your continued education needs and much more.
You can log-in to your own, “uniquely branded” Liberty WealthStation which is integrated with RBC’s powerful and robust wealth management platform. WealthStation provides extensive tools for client management, financial planning, asset allocation, trading, market data, reporting, and performance reporting.
In addition, we offer recruiting support, practice consulting, training, and conference solutions. The company also provides access to Thompson ONE Advisor Solutions, as well as BLACK, an integrated financial advisor platform for wealth management solutions. It serves broker-dealer owners, financial advisors, finance officers, compliance officers, and operations managers. We also provide access to Insight and an extensive portal for analyst research and market analysis.
Here you also have ready access to the company’s proprietary forms and documentation such as the Written Supervisory Procedures (WSP), Company and Compliance Forms, other key manuals, and operating procedural materials.
Important Disclosure: the Practice Portal is a tool and seeks to provide support for operational and compliance needs. Like all tools, there may be limitations. As such, physical copies of all firm operational requirements and compliance materials are directly available from the firm’s FINOP and COO, as required by FINRA. The firm’s authorized Principal Officers, the CCO, COO, ROP, and FINOP remain the designated authorities and any questions are to be directed to them accordingly.
If you are not currently a member Contact Us today to learn about our platform and services.