New York, NY – December 15, 2020 – Liberty Associates, Inc., a full-service investment banking, securities, and wealth management firm which offers both traditional brick-and-mortar (in-house) and independent affiliate operations today announced the David Alexander Diaz has been promoted to the position of Principal with the Firm, assigned in the areas of Operations, Investment Banking, and Compliance. Mr. Diaz has been with the Firm since 2018 in the capacity of a general securities representative and has continued to grow into a leadership role with the firm. Mr. Diaz is an industry veteran with over 21 years of experience in the Brokerage and financial advisory industry. Prior to joining Liberty Associates, he spent 13-years with Maxim Group/Investec Ernst & Company or with one of their acquired companies, where he held the position of Senior Vice President. His areas of specialty included working closely with the Investment Banking Group with a focus in the areas of biotechnology and technology. Prior to that he also spent 2 1/2 -years with American Express Financial Advisors.
David gives back to the community in numerous way, including volunteers his time to help feed the homeless, including delivering food to the food bank. He also works with local animal shelter and animal rescue organizations. (name) (organization)?
David currently holds Series 7, 24, 63, and 65 licenses.